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PreIPO-Direct | Get More Information | | DPO-Direct
Register as a Capital Seeker | Register as a Capital Source | Register as an Intermediary or Professional

Capitalist-Direct offers you the ability to license a proprietary technology that makes it possible for your company to offer securities through a Dutch Auction via the internet. Professional inquiries from Attorneys, Accountants, Broker-Dealers, Consultants, and other professionals are invited.

This technology, PreIPO-Direct, can be used for:

  • Traditional IPO
  • Regulation A Offering
  • Traditional Private Placement
  • PIPE
  • "Test the Waters" under Securities Act of 1933

Specifically, we can offer an individual company or a Broker-Dealer proprietary technology to have a turnkey web site that would host self-underwritten IPO's, private placements, and/or Pipe deals utilizing the Dutch Auction and traditional methodology. This enables any company to perform a best efforts self-underwritten IPO or Regulation A offering on the Internet to any retail investor foreign or domestic and private placements to accredited investors.

Benefits to Your Company
 

  • Ability to create an online/offline selling syndicate of broker dealers without additional costs.
  • Develop an Internet presence.
  • Significantly lower costs of raising capital.
  • Dictate when you raise money public or private and at what valuation.
  • Third party handles all execution, clearing and customer support.
  • Retain existing and acquire new clients.

Benefits to a Broker Dealer

  • Ability to open accounts without opening new accounts
  • No statutory capital required to conduct IPOs marked only from an effective registration statement on a best efforts basis.
  • Access to a database of millions of investors including a large sub-population of accredited investors.
  • Creates a selling syndicate while eliminating back office expenses.
  • Ability to conduct multiple offerings offerings
  • including Private Placements in Public Entities (PIPEs)
  • Ability to conduct a Regulation A Offering due to low cost structure of software.


1. Get More Information
2. What is the technology made available by PreIPO-Direct
3. Application of technology for Direct Public Offerings (DPO) under Regulation A designed to raise less than $5.0 million DPO-Direct

If you have previously registered in Capitalist-Direct, please contact us at:
PreIPO-Direct@Capitalist-Direct.com
.

PreIPO-Direct is part of the CAPITALIST-DIRECT service. CAPITALIST-DIRECT for Capital Sources, Capital Seekers, Corporations, Intermediaries and Professionals - Worldwide

Capitalist-Direct is THE FIRST Service to identify and introduce Capital Seekers and Capital Sources across EVERY type of financing applied by businesses and institutions today. It brings Worthwhile Investment and Business Opportunities together with the people and companies that invest and provide critical services. All Industries, All Markets, Worldwide

Four Ways to Register in Capitalist-Direct.

Please use the appropriate Registration Form to request information about Dutch Auction Technology for IPOs

  • Traditional IPO
  • Regulation A
  • Traditional Private Placement
  • PIPE
  • "Test the Waters" under Securities Act of 1933

1 Capital Seeker

2 Capital Source

3 Corporate Participant

4 Intermediaries and Professional Services


Terms of Service

  SEC Rules and   Regulations

This is a resource center for commonly used SEC rules, regulations and forms, as well as the principal federal securities law statutes. Unless otherwise noted, this information comes directly from the SEC.



A. Securities Act of 1933 and Rules, Regs & Forms

Statute

Securities Act of 1933

from the University of Cincinnati Law School Web Site

Rules and Regulations

Regulation A

Conditional Small Issues Exemption from Registration
Regulation C Rules related to Registration and Filing Requirements
Regulation CE Coordinated Exemption for Certain Securities Issues Exempt under State Law
Regulation D Rules related to the Limited Offer and Sale of Securities Without Registration
Regulation S-B Small Business Integrated Disclosure System
Regulation S-K Instructions for Filing Forms
Regulation S-T Rules related to EDGAR Filings
Regulation S-X Requirements for Financial Statements
Rule 144 and Form 144 

Rule and Form for Persons deemed not to be Underwriters
Rule 701 Exemption for Certain Benefit Plan Offerings

Forms

Form S-1

"Catch-All" Registration Statement
Form S-2 Registration Statement for Qualified Issuers
Form S-3 Registration Statement for Qualified Issuers
Form S-4 Registration Statement for Certain Business Combinations
Form S-8 Registration Statement for Certain Benefit Plans
Form S-11 Registration Statement for Certain Real Estate and Asset Backed Issuers
Form SB-1 Registration Statement for Certain Small Business Issuers
Form SB-2 Registration Statement for Certain Small Business Issuers
Form 1-A Regulation A Offering Statement
Form 2-A Report of Sales and Uses of Proceeds for Regulation A Offerings
Form D Notice of Securities Sale under Regulation D



B. Securities Exchange Act of 1934 and Rules, Regs & Forms

Statute

Securities Exchange Act of 1934

from the University of Cincinnati Law School Web Site

Rules and Regulations

Regulation 14A

Proxy Solicitation Regulations
Schedule 14A Proxy Statement Requirements
Regulation 14C Information Statement Regulations
Schedule 14C Information Statement Requirements
Schedule 13D Statement of Beneficial Ownership
Schedule 13G Short Form Statement of Beneficial Ownership

Forms

Form 10

General Form for Securities Registration under the Securities Exchange Act of 1934
Form 10-SB General Form for Securities Registration of Small Business Issuers under the Securities Exchange Act of 1934
Form 10-Q Quarterly Report
Form 10-QSB Quarterly Report for Small Business Issuers
Form 8-K Current Report
Form 10-K Annual Report
Form 10-KSB Annual Report for Small Business Issuers
Form 12b-25 Notification of Late Filing
Form 3 Initial Statement of Beneficial Ownership of Securities
Form 4 Statement of Changes of Beneficial Ownership of Securities
Form 5 Annual Statement of Beneficial Ownership of Securities



C. Business Combination Rules, Regs & Forms

Rules and Regulations

Regulation M-A

Mergers and Acquisitions
Schedule TO Tender Offer Statement
Regulation 14D Tender Offer Disclosure and Time Requirements
Schedule 14d-1F Tender Offer Statement Requirements
Schedule 14d-9 Solicitation/Recommendation Statement Requirements
Schedule 14d-9F Solicitation/Recommendation Statement Requirements
Regulation 14E Tender Offer Rules
Rule 13e-1 Purchase of Securities by Issuer
Rule 13e-3 Going Private Transactions
Schedule 13e-3 Schedule for Going Private Transactions
Rule 13e-4 Self Tender Offers
Regulation 14A Proxy Solicitation Regulations
Schedule 14A Proxy Statement Requirements
Regulation 14C Information Statement Regulations
Schedule 14C Information Statement Requirements
Rules 800-802 Exemptions for Cross-Border Rights Offerings, Exchange Offers and Business Combinations
Form CB Tender Offer/Rights Offering Notification Form
Form S-4 Registration Statement for Certain Business Combinations



D. International Rules, Regs & Forms

Rules and Regulations

Regulation S


Rules relating to Offers and Sales made outside the US without SEC Registration
Rule 12g3-2 Exemption for American Depositary Receipts and Certain Foreign Securities

Forms

Form F-1

"Catch-All" Registration Statement
Form F-2 Registration Statement for Qualified Issuers
Form F-4 Registration Statement for Certain Business Combinations
Form 20-F Registration Statement or Annual Report





Attorneys-Direct

Accountants-Direct

Consultants-Direct

IT-Direct

Doctors-Direct


IPO Referral

Main BizWiz or Capitalist-Direct Correction Code
If you know it, please enter your master BizWiz or Capitalist-Direct account code or the correction code for your BizWiz record.

First Name

Last Name

Title

Company

Street Address 1

Street Address 2

City

State

Country

Zip or Postal Code

Work Phone

Fax

Email

Alternate Contact

URL

Type of Source

Needs and Requests

Nature of Business

Target Month

Target Day

Target Year

Interest in Online Offering
Please select one to indicate your interest in Online Offering Services.

IPO
DPO
Both IPO and DPO
PIPE
I am a Broker Dealer

REP Code
If you are a BizWiz REP, please enter your code here.


Actrade Capital Actrade Capital offers Unsecured Business Financing up to $50 million

Helpful Resources

BizWiz is the premier Independent Business Network and resource marketplace for 185 industries. It was established 6 years ago STRICTLY for businesses and professional people using the internet. Today, there are over 300,000 member companies that are plugged into our system. BizWiz provides them with a suite of services to help them improve their flow of commerce. It is a desktop marketplace fully integrating all business-to-business activity...... designed to organize information for the user and simplify access.

The BizWiz Network is a highly interactive business environment that connects you with other businesses.

			
			
Business, Industry, & Professional Resouce Directory

The purpose of this service is to provide you with direct access to resouces provided by BizWiz™ members across 8,000+ Sub-Categories within 185 industry and professional sectors. It also provides you with quick tools to REQUEST INFORMATION or submit a detailed REQUEST FOR PROPOSAL. Resources can be searched Globally and Locally.

			
			
Executive Job Search and Recruiting
Executive-Direct focuses on top paying jobs in 186 industries, across all career areas, worldwide. Jobs are submitted directly by corporations, by recruiters, BizWiz members, CAPITALIST-DIRECT members, other Executive-Direct members, and by our network of affiliates.

Executives in all industries are eligible to join as participants. Incomes over $200,000 per year are standard. Participation is strictly confidential. Confidential Accounts are permited.

			
			
Talent-Direct
TALENT-DIRECT is a series of services and databases to bring talented people together with agencies, corporations, investors, and others who actively seek the creative and technical skills of these people for freelance and full-time work worldwide. Individuals are available directly and through employer assignments.


Items presented on this page are neither an offer to sell nor a solicitation of an offer to buy any investment. Any offering is made by prospectus only in states which have authorized the sale of any particular offering and only from securities dealers who may lawfully offer the particular security in such states. Users should not rely on such postings as an offering to sell securities. This is a membership service for news and article information exchange between particpants under the Terms of Use.

Particpants intending to submit content to this service which may include the sale of securities at some time in the future, can learn about compliance requirements of Federal and State laws and regulations under Securities Act of 1933 at The Laws That Govern the Securities Industry, US Securities and Exchange Commission.

Last Updated: Thursday, March 27, 2001 - 9:00 a.m. Eastern Time
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